SERVICES

S Panse & Co LLP founded by Mr. Sanjay Panse as a specialty firm of Chartered Accountants focused on Banking, Financial and Insurance Sector in India.

S Panse & Co LLP provides services to and is focused on BFSI Segment, Entities, Intermediaries registered with SEBI. With many years of experience, it has developed deep understanding of Business Processes, Regulatory Environments of almost all participants in the Capital Market. Its strength being execution of varied assignments, inter alia in the areas of Insurance, Mutual Funds, Portfolio Management Services Provider, Investment Advisors, Stock Exchanges and Clearing House, Registrar etc.

We have vast experience in handling multiple assignments in the following illustrative areas:

  • Statutory Audits
  • Internal Audits
  • Forensic Audits
  • Advisory Services to Mutual Funds including Monitoring Compliance and Trustees Responsibilities.
  • Insurance Company - Investment Audit
  • Management Audits and Internal Audits
  • Information Systems audits and reviews
  • Information System development- domain experts
  • Corporate Due Diligence and Health Checks
  • Investigation, Inspection and Special Audit
  • Specialised Advisory Services to Financial Services Sector

    • SERVICES MATRIX


    Asset Management and AdvisorsInsurance CompaniesExchanges and Clearing House Service CompaniesBanksNBFCInformation Technology
    • Mutual Funds
    • AMC's
    • PMS
    • Investment Advisers
    • R & T Agents
    • AIF
    • Life Insurance
    • General Insurance
    • Securities and Commodities Exchanges
    • Clearing Corporations
    • PSU Bank Branches
    • Private Sector Banks
    • Cooperative Bank
    • Project Monitoring
    • Auditing of Infra Projects
    • IT Audits and System Reviews
    • Domain Expert for Application Development

    SERVICES RENDERED


    We at S Panse & Co LLP do not merely express an opinion on the client's financial statements, but have continuous look at the Business Processes and Internal Control of the entities to ensure highest Quality of Corporate Governance.

    Our Attestation Services include:

    QUALITY ASSURANCE AND RISK REVIEWS

    In the era of globalization and the emergence of new models of governing the enterprise, there is a considerable shift towards controls. Identification and assessment of risk has become one focal point for every stakeholder. Effectiveness of internal control system of the company pertaining to the financial reporting has invited a greater attention of not just management but, is also a key concern of every regulator.

    We at S Panse & Co LLP carry out continuous Quality Assurance Reviews particularly, multi-locational processes with focus on the Quality Delivery and at the same time constructive dialogue with the Audit Committee.

    Our Quality Assurance and Risk Review Services includes :

    MANAGEMENT CONSULTANCY AND BUSINESS PROCESS RE-ENGINEERING

    Domain knowledge of Business Processes of almost every participant in the Financial Sector is core strength of our team. This domain knowledge combined with awareness of external environment has enabled us to carry out assignment in the area of BPR for leading Mutual Fund.

    Standard Operating Process Documentation (SOP) in every area of enterprise management including Operations, Accounting, Valuation, etc and its updation is a natural progression.